# kaal:claim:2317580-008

**Claim.** Sarbanes-Oxley and the Dodd-Frank Act have influenced and shaped fiduciary duties, but they have not necessarily improved or clarified them.

**Type.** failure  **Support.** argued

**Holds when.**

- federal legislative responses to financial crises

**Source quote.**

> The Sarbanes-Oxley Act20 and the Dodd-Frank Act have influenced and shaped fiduciary duties but have not necessarily improved and clarified them.

**From.** Wulf A. Kaal, Elizabeth R. Malay, *The Role of Corporate Integrity Agreements in the Expansion of Fiduciary Duties* (2013), II. Expanding Fiduciary Duties, page 7

**Cite as.** Wulf A. Kaal, Elizabeth R. Malay, The Role of Corporate Integrity Agreements in the Expansion of Fiduciary Duties (2013). SSRN: https://ssrn.com/abstract=2317580

**Verify.** sha256 of source PDF `50973e1e820aef47a4e7ffdbdcb513d03f1845643fcf4fa5910e9528a0b7dac2` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20and%20Malay%20-%202013%20-%20The%20Role%20of%20Corporate%20Integrity%20Agreements%20in%20the%20Expansion%20of%20Fiduciary%20Duties.pdf

**Failure mode.** federal statutes fail to clarify fiduciary duties  (family: definitional-ambiguity)

**Topics.** corporate-governance

**Keywords.** sarbanes-oxley, dodd-frank, fiduciary-duties, federalization

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