# kaal:claim:2317580-013

**Claim.** Certification requirements that compel directors and officers to certify compliance with a CIA's provisions lower the procedural and enforcement hurdles for pursuing increased sanctions against noncompliant companies.

**Type.** mechanism  **Support.** evidenced

**Holds when.**

- CIAs containing board and officer certification requirements

**Source quote.**

> Certification requirements in CIAs, which require directors and officers to certify compliance with the CIA's provisions, can lower procedural and enforcement hurdles.

**From.** Wulf A. Kaal, Elizabeth R. Malay, *The Role of Corporate Integrity Agreements in the Expansion of Fiduciary Duties* (2013), III.1 Background, page 11

**Cite as.** Wulf A. Kaal, Elizabeth R. Malay, The Role of Corporate Integrity Agreements in the Expansion of Fiduciary Duties (2013). SSRN: https://ssrn.com/abstract=2317580

**Verify.** sha256 of source PDF `50973e1e820aef47a4e7ffdbdcb513d03f1845643fcf4fa5910e9528a0b7dac2` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20and%20Malay%20-%202013%20-%20The%20Role%20of%20Corporate%20Integrity%20Agreements%20in%20the%20Expansion%20of%20Fiduciary%20Duties.pdf

**Topics.** compliance

**Keywords.** certification, enforcement, sanctions, corporate-integrity-agreements

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