# kaal:claim:2337268-002

**Claim.** The IAA restricts the assignment of advisory contracts without client consent in order to protect investors against changes in the character or quality of the advisory services they contracted for.

**Type.** design  **Support.** asserted

**Holds when.**

- contracts between investment advisers and their clients

**Source quote.**

> Moreover, to protect investors against changes in the character or quality of advisory services, the IAA prohibits the assignment of contracts with clients unless the

**From.** Wulf A. Kaal, *Investment Adviser Regulation* (2013), Introduction, page 4

**Cite as.** Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268

**Verify.** sha256 of source PDF `7075ce35282a8ee75b81ae3dec0e19f68631beae7f3c3a00ab2827538dc9e302` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20-%202013%20-%20Investment%20Adviser%20Regulation.pdf

**Topics.** institutional-design

**Keywords.** advisory-contracts, assignment, client-consent, investor-protection

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