# kaal:claim:2337268-021

**Claim.** Form PF was created to improve SEC and CFTC investigations and examinations and to enable the Financial Stability Oversight Council to monitor systemic risk in U.S. financial markets.

**Type.** design  **Support.** asserted

**Holds when.**

- private fund advisers required to file Form PF after October 2011

**Source quote.**

> Form PF was enacted in October 201164 to improve investigations and examinations by the SEC and the Commodity Futures Trading Commission (CFTC) and to facilitate the FSOC's65 monitoring of systemic risk in U.S. financial markets.66

**From.** Wulf A. Kaal, *Investment Adviser Regulation* (2013), 4. Disclosure, page 14

**Cite as.** Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268

**Verify.** sha256 of source PDF `7075ce35282a8ee75b81ae3dec0e19f68631beae7f3c3a00ab2827538dc9e302` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20-%202013%20-%20Investment%20Adviser%20Regulation.pdf

**Topics.** private-funds, systemic-risk, compliance, risk-and-incentives

**Keywords.** form-pf, fsoc, systemic-risk-monitoring, cftc

**Related claims.**

- generalizes: https://wulfkaal.github.io/claims/2348463-017
- extends: https://wulfkaal.github.io/claims/2150377-011
- extended_by: https://wulfkaal.github.io/claims/2470008-038
- extended_by: https://wulfkaal.github.io/claims/2470008-040
- extended_by: https://wulfkaal.github.io/claims/2470008-039

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