# kaal:claim:2447306-002

**Claim.** The Form PF filing obligation is triggered by a bright line asset threshold: every registered investment adviser with more than $150 million in assets under management attributable to private funds at the end of its most recently completed fiscal year must file.

**Type.** definitional  **Support.** asserted

**Holds when.**

- SEC-registered investment advisers
- assets under management attributable to private funds

**Source quote.**

> All registered investment advisers holding more than $150 million in assets under management (AUM) attributable to private funds at the end of their most recently completed fiscal year, are required to file Form PF with the SEC.

**From.** Wulf A. Kaal, *Private Fund Disclosures Under the Dodd-Frank Act* (2014), II. Private Fund Transparency, page 7

**Cite as.** Wulf A. Kaal, Private Fund Disclosures Under the Dodd-Frank Act (2014). SSRN: https://ssrn.com/abstract=2447306

**Verify.** sha256 of source PDF `0c950d73240845e78faf1c3ca0ab820fcc50556faf7ff07f7f773d0876f0be8a` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20-%202014%20-%20Private%20Fund%20Disclosures%20Under%20the%20Dodd-Frank%20Act.pdf

**Topics.** private-funds, disclosure, securities-law

**Keywords.** form-pf, filing-threshold, assets-under-management, private-funds, sec-rules

**Related claims.**

- specializes: https://wulfkaal.github.io/claims/2150377-007

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