# kaal:claim:2714974-007

**Claim.** Under Title IV of the Dodd-Frank Act, hedge funds with more than $150 million in assets under management must register as investment advisers and disclose information about their trades and portfolios to the SEC.

**Type.** definitional  **Support.** asserted

**Holds when.**

- applies to advisers above the $150 million AUM threshold

**Source quote.**

> Under PFIARA, hedge funds with more than $150 million AUM must register as investment advisers and disclose information about their trades and portfolios to the SEC.

**From.** Kaal and Oesterle, *The History of Hedge Fund Regulation in the United States* (2016), SEC Rules Requiring the Registration of Hedge Fund Managers, page 10

**Cite as.** Kaal and Oesterle, The History of Hedge Fund Regulation in the United States (2016). SSRN: https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2714974

**Verify.** sha256 of source PDF `7764601d3ed5bb056b58949e8411eff9dfb9855f143719062030c980c5fa801b` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20and%20Oesterle%20-%202016%20-%20The%20History%20of%20Hedge%20Fund%20Regulation%20in%20the%20United%20States.pdf

**Topics.** securities-law, disclosure

**Keywords.** dodd-frank, pfiara, registration-threshold, disclosure

**Related claims.**

- restates: https://wulfkaal.github.io/claims/2150377-007
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- extended_by: https://wulfkaal.github.io/claims/2748096-026
- restated_by: https://wulfkaal.github.io/claims/2816408-012
- specializes: https://wulfkaal.github.io/claims/2337268-010

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