# kaal:claim:2732915-009

**Claim.** Title IV requires private fund advisers with more than $150 million in assets under management to register with the SEC as investment advisers.

**Type.** definitional  **Support.** asserted

**Holds when.**

- advisers acting solely as advisers to private funds
- assets under management in the United States

**Source quote.**

> Title IV requires private fund advisers with more than $150 million assets under management (AUM) to register with the SEC as investment advisers.

**From.** Wulf A. Kaal, *The Private Fund Industry Five Years after the Dodd-Frank Act – A Survey Study* (2016), II. Dodd-Frank Act Reform of the Private Fund Industry, page 9

**Cite as.** Wulf A. Kaal, The Private Fund Industry Five Years after the Dodd-Frank Act – A Survey Study (2016). SSRN: https://ssrn.com/abstract=2732915

**Verify.** sha256 of source PDF `643658c02f6625bca35595696116d0ad74d681ed8579c644832ae4a88b2a8c14` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20-%202016%20-%20The%20Private%20Fund%20Industry%20Five%20Years%20after%20the%20Dodd-Frank%20Act%20%E2%80%93%20A%20Survey%20Study.pdf

**Topics.** securities-law

**Keywords.** registration-threshold, assets-under-management, title-iv, exemptions

**Related claims.**

- extended_by: https://wulfkaal.github.io/claims/2816408-012
- restates: https://wulfkaal.github.io/claims/2150377-007
- restates: https://wulfkaal.github.io/claims/2714974-007
- restates: https://wulfkaal.github.io/claims/2337268-013
- restated_by: https://wulfkaal.github.io/claims/2998097-011

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