# kaal:claim:2732915-039

**Claim.** The SEC's clarifying and optimizing of the legal framework after the Dodd-Frank Act effectively supports the private fund industry in its efforts to comply with the revised standards.

**Type.** mechanism  **Support.** evidenced

**Holds when.**

- SEC rule amendments, guidance, and frequently asked questions issued after 2012

**Source quote.**

> Based on the findings in this study, it appears that the SEC's clarifying and optimizing of the legal framework post Dodd-Frank Act effectively supports the industry in its efforts to comply with the revised standards.

**From.** Wulf A. Kaal, *The Private Fund Industry Five Years after the Dodd-Frank Act – A Survey Study* (2016), V. Discussion and Conclusion, 2. Private Fund Policy and Future Research, page 36

**Cite as.** Wulf A. Kaal, The Private Fund Industry Five Years after the Dodd-Frank Act – A Survey Study (2016). SSRN: https://ssrn.com/abstract=2732915

**Verify.** sha256 of source PDF `643658c02f6625bca35595696116d0ad74d681ed8579c644832ae4a88b2a8c14` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20-%202016%20-%20The%20Private%20Fund%20Industry%20Five%20Years%20after%20the%20Dodd-Frank%20Act%20%E2%80%93%20A%20Survey%20Study.pdf

**Topics.** securities-law, compliance, private-funds

**Keywords.** sec-guidance, regulatory-clarification, compliance, private-fund-policy

**Superseded by.** A later claim revises this one. Prefer quoting: https://wulfkaal.github.io/claims/2998097-016

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