# kaal:claim:2998097-011

**Claim.** Under PFIARA, private investment fund advisers with more than 150 million dollars of assets under management must register as investment advisers and disclose information about their trades and portfolios to the SEC.

**Type.** definitional  **Support.** asserted

**Holds when.**

- United States
- Title IV of the Dodd-Frank Act

**Source quote.**

> PFIARA mandates private investment fund adviser registration to increase record keeping and disclosure. Under PFIARA, private investment fund advisers with more than $150 million AUM must register as investment advisers and disclose information about their trades and portfolios to the SEC.58

**From.** Wulf A. Kaal, *Private Investment Fund Regulation - Theory and Empirical Evidence from 1998 to 2016* (2017), IV. Dodd-Frank-Act, page 15

**Cite as.** Wulf A. Kaal, Private Investment Fund Regulation - Theory and Empirical Evidence from 1998 to 2016 (2017). SSRN: https://ssrn.com/abstract=2998097

**Verify.** sha256 of source PDF `0955054f49c7011d33c285579bb046e6b284e42755b10fd2546a728c202669d5` at https://raw.githubusercontent.com/wulfkaal/Academic-Papers/main/papers/pdf/Kaal%20-%202017%20-%20Private%20Investment%20Fund%20Regulation%20-%20Theory%20and%20Empirical%20Evidence%20from%201998%20to%202016.pdf

**Topics.** securities-law, private-funds, disclosure

**Keywords.** pfiara, registration-threshold, form-pf, disclosure

**Related claims.**

- restates: https://wulfkaal.github.io/claims/2150377-007
- restates: https://wulfkaal.github.io/claims/2714974-007
- restates: https://wulfkaal.github.io/claims/2389423-012
- restates: https://wulfkaal.github.io/claims/2732915-009
- restates: https://wulfkaal.github.io/claims/2337268-013

**Canonical form.** This markdown file is the canonical hashed representation of the claim. Its sha256 is the content hash used for attestation.