entity · derived
Advisory contracts
Derived node: assembled mechanically from the claims carrying advisory-contracts. A roster, not an adjudicated definition.
Every claim under this term
- 2337268-001 : The Investment Advisers Act prohibits contingent fee arrangements between investment advisers and their clients because such arrangements could induce inappropriate risk taking by the adviser.
- 2337268-002 : The IAA restricts the assignment of advisory contracts without client consent in order to protect investors against changes in the character or quality of the advisory services they contracted for.