entity · derived
Best practices
Derived node: assembled mechanically from the claims carrying best-practices. A roster, not an adjudicated definition.
Every claim under this term
- 2097160-031 : Regulatory guidance on contingent capital design and issuance may be needed to curtail executive involvement in designing these instruments and to produce socially optimal designs.
- 2486570-027 : Generic industry advice on building an effective compliance program cannot work in practice because it is written to apply to many firms at once while no two companies are sufficiently alike for gener
- 2811718-006 : The existing resources fail on both sides: industry materials describe best practices without setting out the legal requirements for private fund due diligence, and the available case law provides onl
- 2811718-033 : Expert consensus in the examined litigation record converges on a set of standard due diligence practices, beginning with qualitative review of firm marketing materials, offering documents, subscripti
- 3067615-039 : ICO disclosures should be as clear as possible: promoters should avoid an unclear or uncertain use of proceeds pie chart and should be very clear on plans for converting cryptocurrency into actual com