entity · derived
Blue sky laws
Derived node: assembled mechanically from the claims carrying blue-sky-laws. A roster, not an adjudicated definition.
Every claim under this term
- 1428387-018 : State de minimis investment adviser registration exemptions can be an attractive alternative to federal law for hedge fund managers, especially in a fund's start-up phase, because state registration w
- 1428387-019 : State Blue Sky investment adviser registration exemptions are not by themselves sufficient to explain retailization or to justify the absence of data on it; they only indicate theoretically how previo
- 2337268-026 : The division of labor in adviser regulation dates to the 1996 National Securities Markets Improvement Act, under which Congress assigned larger investment advisers to the SEC and smaller advisers to t
- 2337268-027 : An adviser that would otherwise have to register in fifteen or more states because of the $100 million AUM threshold may register directly with the SEC instead, so multi-state registration burden oper
- 2337268-028 : Investment advisers that provide advice exclusively through the Internet may register with the SEC regardless of how much they have under management, so the delivery channel rather than size determine