entity · derived
Broker dealer
Derived node: assembled mechanically from the claims carrying broker-dealer. A roster, not an adjudicated definition.
Every claim under this term
- 3411110-006 : The defining legal difference between the Overstock offering and a traditional offering is that the purchaser had to hold the record directly as beneficial owner and could not delegate custody to the
- 3411110-039 : The Overstock structure fails to deliver investor privacy, because all existing broker-dealer customer agreements contain provisions allowing the broker-dealer to share the customer's identity, wherea
- 4033886-031 : Because digital asset exchanges perform both the traditional broker dealer function and the custody function, they face uncertainties and increased liability that traditional exchanges, which never to