entity · derived
Client assets
Derived node: assembled mechanically from the claims carrying client-assets. A roster, not an adjudicated definition.
Every claim under this term
- 2337268-032 : The Dodd-Frank Act tightened custodial practice by requiring safeguards for client assets and verification by independent accountants, a response to concerns over theft and client exposure to Ponzi sc
- 2337268-033 : The custodian requirements work by cutting off the operational mechanics of Ponzi finance: they curtail an adviser's ability to pay existing investors with money invested by new investors, and custodi