entity · derived
Client counting
Derived node: assembled mechanically from the claims carrying client-counting. A roster, not an adjudicated definition.
Every claim under this term
- 2714974-003 : The SEC's 1985 safe harbor in Rule 203(b)(3) allowed a limited partnership itself, rather than each of its limited partners, to be counted as a single client of the general partner acting as adviser,
- 2998097-001 : The Investment Advisers Act safe harbor let an adviser count an entire legal organization as one client, provided the advice followed the organization's objectives rather than those of its individual