entity · derived
Confluence
Derived node: assembled mechanically from the claims carrying confluence. A roster, not an adjudicated definition.
Every claim under this term
- 2715083-001 : Confluence between mutual and hedge funds runs in two directions at once: mutual funds are converging on hedge funds along the dimension of investment strategy, while hedge funds are converging on mut
- 2715083-002 : Regulatory convergence is not driven only by tightened post crisis rules: the liberalization of advertising restrictions after the Dodd-Frank Act also pushes hedge funds toward mutual fund form, so de
- 2715083-022 : The cost savings of the multimanager series trust model are a confluence mechanism: they let a growing number of smaller hedge fund advisers reach retail investors by launching a mutual fund.
- 2715083-027 : The confluence trends identified are correlational, not causal: the author expressly disclaims any claim of cause and effect and presents the peripheral effects as long term possibilities warranting m
- 2715083-030 : Once a hedge fund adviser is already required to register with the SEC, the marginal regulatory burden of also running a mutual fund or retail alternative fund is small, which gives registered adviser
- 2715083-036 : Confluence of mutual and hedge funds contributes to the gradual erosion of the public/private distinction that structures federal securities regulation.
- 2715083-037 : The evidence assembled here suggests the traditional public/private distinction between mutual and hedge funds is eroding faster than previously anticipated.
- 2998097-033 : Confluence runs in both directions: mutual funds are becoming more like hedge funds as a matter of investment strategy, while hedge funds are becoming more like mutual funds as a matter of regulatory
- 2998097-034 : Unconstrained mutual funds carry private fund style investment strategies inside the regulatory framework of a traditional mutual fund, and they are widely offered to retail investors who would otherw
- 2998097-035 : Merging the regulatory requirements applicable to mutual funds with the formerly distinct rules applicable to private investment funds creates incentives for private investment managers to set up reta
- 2998097-036 : Hedge fund advisers already required to register with the SEC have an incentive to also manage mutual funds or set up retail alternative funds, because the incremental regulatory burden of doing so is
- 2998097-037 : The confluence of mutual and private investment funds contributes to the gradual erosion of the public/private distinction in federal securities regulation.
- 2998097-038 : The proliferation of unconstrained mutual funds calls into question the effectiveness of retail investor protections under the Investment Companies Act of 1940, because shares in funds that carry priv