entity · derived
Financial intermediaries
Derived node: assembled mechanically from the claims carrying financial-intermediaries. A roster, not an adjudicated definition.
Every claim under this term
- 1664809-026 : Banks, brokers and other financial intermediaries figure in a large proportion of US securities fraud cases because they often have the deep pockets that plaintiffs' lawyers are looking for.
- 1664809-027 : If section 7216 extends US securities fraud provisions to non-US securities transactions, European financial intermediaries could become the dominant target for plaintiffs' attorneys.
- 1664809-028 : Non-US individuals and companies are expressly prohibited by US law from contributing to US political campaigns and have a relatively weak lobby in Washington, which places EU financial intermediaries
- 3405660-029 : The three pillars of Basel II and its successors are rules addressed to banks that thereby indirectly regulate hedge funds.
- 3405660-038 : Under an indirect approach hedge funds can remain exempt from disclosure and transparency requirements because only the financial intermediaries are required to reveal the relevant information, which