entity · derived

Internal controls

2 claims across 2 works, 2009–2013.

Derived node: assembled mechanically from the claims carrying internal-controls. A roster, not an adjudicated definition.

Every claim under this term

• 1428387-004 2009 predictive: Valuation is very likely to become the next major issue for the hedge fund industry, because most jurisdictions lack regulatory oversight of valuation and the industry generally lacks self-discipline
• 2337268-039 2013 condition: A chief compliance officer is effective only if he or she combines sufficient knowledge of IAA obligations with adequate authority to develop and enforce policies and procedures; knowledge without aut

json · markdown · entity index