entity · derived
No action letters
Derived node: assembled mechanically from the claims carrying no-action-letters. A roster, not an adjudicated definition.
Every claim under this term
- 1806252-018 : A lack of regulatory guidance creates legal uncertainty, and legal uncertainty in turn generates transaction costs.
- 2150377-004 : Before Dodd-Frank the perimeter of hedge fund regulation was set by SEC no-action letters on client counting and by courts that gave very limited and sometimes contradictory guidance, so compliance re