# Non enforcement

`kaal:entity:non-enforcement`

**Status.** derived

This node is assembled mechanically from the 2 claims that carry the concept tag `non-enforcement`. It is a roster of what the corpus says under this term. It is **not** an adjudicated definition: no single statement here has been ruled canonical, and no first-appearance call has been made. Read the claims and judge for yourself.

## Every claim under this term

2 claims across 1 works, 2013 to 2013.

**2013**

- [2273857-032](https://wulfkaal.github.io/claims/2273857-032) [empirical/evidenced] *(failure mode)* -- Both the Sarbanes-Oxley Act and the Dodd-Frank Act were amended and revised, and some of their most controversial provisions were never enforced.
  > Both SOX and the Dodd-Frank Act were amended and revised. Some of their most controversial provisions were not enforced.
  Wulf A. Kaal, Dynamic Regulation of the Financial Services Industry (2013). SSRN: https://ssrn.com/abstract=2273857
- [2273857-033](https://wulfkaal.github.io/claims/2273857-033) [empirical/evidenced] *(failure mode)* -- Section 307 of Sarbanes-Oxley, the attorney up-the-ladder reporting mandate, has gone effectively unenforced: there is no evidence that the SEC ever charged an attorney with a violation of that section, even though lawyers were inevitably aware of executive misconduct in numerous instances.
  > there is no evidence that the SEC ever charged an attorney with a violation of Section 307.
  Wulf A. Kaal, Dynamic Regulation of the Financial Services Industry (2013). SSRN: https://ssrn.com/abstract=2273857

## Verify

Every claim above resolves to a record carrying a verbatim source quote, the sha256 of the source PDF, and a preformatted citation. Nothing here asks to be taken on trust.

    curl -s https://wulfkaal.github.io/entities/non-enforcement.md | sha256sum

**Canonical form.** This markdown file is the canonical hashed representation of this entity node. Its sha256 is the content hash.