entity · derived

Outsourcing

4 claims across 4 works, 2009–2016.

Derived node: assembled mechanically from the claims carrying outsourcing. A roster, not an adjudicated definition.

Every claim under this term

1428387-011 2009 failure: Outsourcing valuation to an independent administrator can be nominal rather than real: the administrator may lack the understanding of complex securities products needed to value the positions, so the
2150377-020 2012 empirical: Advisers responded to Dodd-Frank registration mainly through administrative and advisory adjustments: the most common actions were outsourcing compliance work, hiring additional counsel, instituting n
2447306-034 2014 empirical: Because only 27.08 percent of respondents used a service provider to complete Form PF, the widespread concern that outside service providers would overinterpret required Form PF data on filers' behalf
2732915-019 2016 empirical: The most common adviser responses to Title IV are outsourcing compliance work, hiring additional counsel, instituting new record keeping policies, hiring additional staff, changing marketing materials