entity · derived
Recordkeeping
Derived node: assembled mechanically from the claims carrying recordkeeping. A roster, not an adjudicated definition.
Every claim under this term
- 2389423-013 : Registered investment advisers must report systemic risk relevant information to the SEC, including trading practices, trading and investment positions, the amount of assets under management, valuatio
- 2998033-019 : Recording all fund transactions in the public blockchain lets an adviser demonstrate compliance with its best execution obligations and locate and audit past trades, converting a compliance burden int
- 3409548-035 : Recording every fund transaction together with its associated documentation on a blockchain cuts the significant costs of human oversight in recording, organizing and maintaining investment fund data