entity · derived

Regulatory guidance

5 claims across 4 works, 2012–2022.

Derived node: assembled mechanically from the claims carrying regulatory-guidance. A roster, not an adjudicated definition.

Every claim under this term

2097160-031 2012 normative: Regulatory guidance on contingent capital design and issuance may be needed to curtail executive involvement in designing these instruments and to produce socially optimal designs.
2998033-040 2017 normative: Regulatory guidance is essential to the continuing evolution and blockchain integration of the private investment fund industry, so the constraint on further adoption is regulatory rather than technol
3002908-002 2017 mechanism: Regulatory uncertainty around blockchain has three specific sources: insufficient or non existent regulatory guidance, the absence of court decisions, and uncertainty over which jurisdiction applies.
3002908-011 2017 failure: Despite early cautioning and a call for action from its own commissioners, the SEC has not addressed core issues pertaining to the recognition of blockchain technology applications in finance.
4021599-028 2022 predictive: The term securities token is fairly well defined as of 2022, and additional regulatory guidance will continue to delineate its central features and distinguishing characteristics.