# Regulatory learning

`kaal:entity:regulatory-learning`

**Status.** derived

This node is assembled mechanically from the 4 claims that carry the concept tag `regulatory-learning`. It is a roster of what the corpus says under this term. It is **not** an adjudicated definition: no single statement here has been ruled canonical, and no first-appearance call has been made. Read the claims and judge for yourself.

## Every claim under this term

4 claims across 3 works, 2014 to 2019.

**2014**

- [2447306-041](https://wulfkaal.github.io/claims/2447306-041) [predictive/speculative] -- Most of the identified problems with Form PF are self correcting over time, as the SEC issues additional and improved guidance or revises the core questions and definitions that filers flagged as problematic.
  > Most of the problems may be addressed over time as the SEC provides additional and improved guidance on Form PF or revises core questions and/or definitions pertaining to core questions that have been identified as problematic.
  Wulf A. Kaal, Private Fund Disclosures Under the Dodd-Frank Act (2014). SSRN: https://ssrn.com/abstract=2447306
- [2486570-028](https://wulfkaal.github.io/claims/2486570-028) [mechanism/argued] -- Regulators can learn from the preemptive remedial measures corporate wrongdoers institute, because those measures reveal where governance concerns lie in a particular industry and where regulatory action is increasingly needed.
  > from preemptive remedial measures instituted by corporate wrongdoers because such measures highlight possible areas of governance concern in a particular in- dustry and provide insights into increased needs for regulatory actions.
  Wulf A. Kaal, Timothy Lacine, The Effect of Deferred and Non-Prosecution Agreements on Corporate Governance Evidence from 1993-20 (2014). SSRN: https://ssrn.com/abstract=2486570
- [2486570-029](https://wulfkaal.github.io/claims/2486570-029) [mechanism/argued] -- Department of Justice investigations of particular corporate wrongdoers generate highly relevant, decentralized, and institution specific information that is usable for rulemaking.
  > the information generated by the DOJ's investigations of particular corpo- rate wrongdoers generates highly relevant, decentralized, and institution-specific information for rulemaking.
  Wulf A. Kaal, Timothy Lacine, The Effect of Deferred and Non-Prosecution Agreements on Corporate Governance Evidence from 1993-20 (2014). SSRN: https://ssrn.com/abstract=2486570

**2019**

- [3411110-032](https://wulfkaal.github.io/claims/3411110-032) [design/argued] -- Self regulatory organizations occupy a distinctive position, holding some regulatory authority while remaining beholden to the SEC, which makes them the right actors to educate the SEC toward a more crypto friendly stance by demonstrating successful use cases.
  > SROs are also in a unique position to help educate the SEC to becoming more crypto friendly.
  Wulf A. Kaal, Samuel Evans, Blockchain-Based Securities Offerings (2019). SSRN: https://ssrn.com/abstract=3411110

## Verify

Every claim above resolves to a record carrying a verbatim source quote, the sha256 of the source PDF, and a preformatted citation. Nothing here asks to be taken on trust.

    curl -s https://wulfkaal.github.io/entities/regulatory-learning.md | sha256sum

**Canonical form.** This markdown file is the canonical hashed representation of this entity node. Its sha256 is the content hash.