entity · derived
Securities regulation
Derived node: assembled mechanically from the claims carrying securities-regulation. A roster, not an adjudicated definition.
Every claim under this term
- 1664809-001 : In securities regulation the SEC has continuously expanded its extraterritorial reach, and it has done so with strong support from the judiciary, most notably the Second Circuit Court of Appeals.
- 2714974-001 : The originators of the earliest U.S. hedge funds deliberately structured the funds to maximize trading freedom by minimizing exposure to federal regulation, so the industry's private, unregistered for
- 2715083-001 : Confluence between mutual and hedge funds runs in two directions at once: mutual funds are converging on hedge funds along the dimension of investment strategy, while hedge funds are converging on mut
- 2715083-036 : Confluence of mutual and hedge funds contributes to the gradual erosion of the public/private distinction that structures federal securities regulation.
- 2715083-037 : The evidence assembled here suggests the traditional public/private distinction between mutual and hedge funds is eroding faster than previously anticipated.
- 2811729-035 : The proliferation of unconstrained mutual funds has contributed to the confluence of mutual and private funds and weakened the traditional public/private distinction in federal securities regulation.
- 2939127-032 : Open legal questions about the DAO, including which regime governs token issuance, minority token holder protection, taxation, the binding force of DAO smart contracts, ownership of intellectual prope
- 3249860-024 : The utility token model dominates the top 100 tokens, but the utility category as coded includes tokens that behave like a security, and no Howey test was performed in this research.
- 3606663-005 : The assumption by ICO issuers that token sales let them circumvent securities registration and disclosure requirements proved to be a fallacy for many U.S. issuers, who faced increased SEC enforcement
- 3606663-012 : The absence of mandatory disclosure obligations for ICOs leads promoters to make irregular disclosures or none at all as time passes, producing a significant lack of transparency in the ICO market.
- 4021599-012 : The literature on securities tokens converges on two commonalities: that a securities token functions as or is synonymous with traditional security assets, and that securities tokens are subject to tr