entity · derived

Small advisers

3 claims across 3 works, 2014–2017.

Derived node: assembled mechanically from the claims carrying small-advisers. A roster, not an adjudicated definition.

Every claim under this term

• 2389416-028 2014 mechanism: Hedge fund advisers with very small AUM likely did not respond to the Dodd-Frank Act registration requirement because they anticipated that disclosure would remain voluntary for them.
• 2447306-017 2014 empirical: The SEC's error runs in the opposite direction for small advisers on recurring filings: the agency marginally underestimated the cost of subsequent Form PF filings for annually filing smaller private
• 2998097-018 2017 failure: Because Title IV compliance costs bring increasing returns to scale and therefore favor larger firms, Title IV may create barriers to entry for smaller private fund advisers, forcing them out of the m

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