kaal:claim:2337268-017

The Title IV threshold registration requirement pulls a majority of the hedge fund advisers who had previously relied on the fewer than fifteen clients exemption into SEC registration.

Source quote, verbatim
The threshold registration requirement for private fund advisers under Title IV of the Dodd-Frank Act requires a majority of hedge fund advisers who had previously relied on the fewer than fifteen clients exemption31 to register with the SEC.
From

Wulf A. Kaal, Investment Adviser Regulation (2013), 3. Registration, p. 10
https://ssrn.com/abstract=2337268 · source PDF

Cite as

Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268

Holds when
Classification

mechanismsupport: arguedsecurities-lawprivate-funds

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