kaal:claim:2337268-019
Part 2 of Form ADV requires a plain English narrative brochure for prospective advisory customers, making the brochure the primary disclosure document delivered to an adviser's clients.
Source quote, verbatim
Part 2 of Form ADV requires investment advisers to provide a narrative brochure in plain English to prospective advisory customers. The brochure should contain the information set forth in Form ADV Part 2.44
From
Wulf A. Kaal, Investment Adviser Regulation (2013), 4. Disclosure, p. 11
https://ssrn.com/abstract=2337268 · source PDF
Cite as
Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268
Holds when
Classification
designsupport: assertedprivate-fundsdisclosure
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Attestation record: colloquium/attestations/0632b704976ca48a...json
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