kaal:claim:2337268-028

Investment advisers that provide advice exclusively through the Internet may register with the SEC regardless of how much they have under management, so the delivery channel rather than size determines the forum.

Source quote, verbatim

Regardless of the amount of AUM, investment advisers that provide investment advice exclusively through the Internet may register with the SEC.88

From

Wulf A. Kaal, Investment Adviser Regulation (2013), 5. Blue Sky Laws, p. 17
https://ssrn.com/abstract=2337268 · source PDF

Cite as

Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268

Holds when

advisers providing investment advice exclusively through the Internet

Classification

conditionsupport: assertedsecurities-law

Verify

The quote above is an exact substring of the source PDF, whose sha256 is 7075ce35282a8ee75b81ae3dec0e19f68631beae7f3c3a00ab2827538dc9e302. Extraction method: pdf-text-layer.
Attestation record: colloquium/attestations/e3e6c97388695d7e...json
Verify the binding yourself: curl -s https://wulfkaal.github.io/claims/2337268-028.md | sha256sum