kaal:claim:2337268-034
A person who provides investment advice over the Internet escapes registration only if the advice is impersonal; personalized advice delivered through chat rooms and websites can trigger the registration requirement.
Source quote, verbatim
Registration is not required if the person provides impersonal investment advice.97
From
Wulf A. Kaal, Investment Adviser Regulation (2013), 8. Internet Related Updates, p. 20
https://ssrn.com/abstract=2337268 · source PDF
Cite as
Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268
Holds when
Classification
conditionsupport: arguedsecurities-law
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