kaal:claim:2337268-036

Because investment advisers owe a duty to obtain best execution for customer orders, they ought to evaluate the executions carried out on their clients' behalf on a periodic basis.

Source quote, verbatim

investment advisers are subject to a duty to obtain the best execution for customer orders,103 investment advisers ought to periodically evaluate the executions on behalf of their clients.

From

Wulf A. Kaal, Investment Adviser Regulation (2013), 9. Prohibited Practices, p. 21
https://ssrn.com/abstract=2337268 · source PDF

Cite as

Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268

Holds when

advisers placing or directing client orders

Classification

normativesupport: arguedcorporate-governance

Verify

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Attestation record: colloquium/attestations/e0066db3d9198fc0...json
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