kaal:claim:2447306-027

Where SEC guidance failed, the failure was localized: respondents who found guidance inadequate pointed predominantly to Form PF Section 1c, Item B, which concerns information about the reporting fund.

The majority of the commenters who believed that SEC guidance was inadequate indicated that SEC guidance was particularly unclear with respect to Form PF Section 1c, Item B (regarding Reporting Funds).

Wulf A. Kaal, Private Fund Disclosures Under the Dodd-Frank Act (2014), VI. Discussion and Conclusion, 1. Summary of Key Findings, p. 38
https://ssrn.com/abstract=2447306 · source PDF

Wulf A. Kaal, Private Fund Disclosures Under the Dodd-Frank Act (2014). SSRN: https://ssrn.com/abstract=2447306

• respondents who rated SEC guidance inadequate
• responses to survey Question 13b

empiricalsupport: evidencedfailure: section-1c-guidance-gapfamily: regulatory-lagsecurities-lawprivate-fundsdisclosureempirical-evidence

• extended_by kaal:claim:2470008-004 Even though the private fund industry broadly accepted Form PF, the form's core problems for the SEC are the a...

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