kaal:claim:2739479-015

Registered investment advisers should expect a more demanding regulatory environment ahead, including new or proposed regulations, more SEC enforcement actions against private fund managers, and longer and more intrusive examinations.

Source quote, verbatim

Given the trends discussed above and the SEC guidance provided in public statements, it is likely that the private fund industry will encounter new or proposed regulations; increased SEC enforcement actions against private fund managers; lengthier, more intrusive SEC examinations;

From

Wulf A. Kaal, The Post Dodd-Frank Act Evolution of the Private Fund Industry Comparative Evidence from 2012 and 2 (2016), II.2.b) SEC Examinations, Enforcement Actions, and Settlements, p. 26
https://ssrn.com/abstract=2739479 · source PDF

Cite as

Wulf A. Kaal, The Post Dodd-Frank Act Evolution of the Private Fund Industry Comparative Evidence from 2012 and 2 (2016). SSRN: https://ssrn.com/abstract=2739479

Holds when

SEC-registered private fund advisers
years following 2015

Classification

predictivesupport: arguedsecurities-lawcomplianceprivate-funds

Verify

The quote above is an exact substring of the source PDF, whose sha256 is b2e7b81a16ab01c73478b62e85068f9dadc5cdd18427241e8bc5e8216a967730. Extraction method: pdf-text-layer.
Attestation record: colloquium/attestations/01fcfcc5b268a03d...json
Verify the binding yourself: curl -s https://wulfkaal.github.io/claims/2739479-015.md | sha256sum