kaal:claim:2811729-001

The proliferation of unconstrained mutual funds calls into question whether the retail investor protections built into the Investment Company Act of 1940 remain effective.

The proliferation of unconstrained mutual funds calls into question the effectiveness of retail investor protections under the Investment Company Act of 1940.

Wulf A. Kaal, Unconstrained Mutual Funds and Retail Investor Protection (2016), Abstract, p. 2
https://ssrn.com/abstract=2811729 · source PDF

Wulf A. Kaal, Unconstrained Mutual Funds and Retail Investor Protection (2016). SSRN: https://ssrn.com/abstract=2811729

• U.S. registered open-end investment companies
• unconstrained credit strategies sold to retail investors

failuresupport: arguedfailure: Disclosure regime outpaced by product complexityfamily: disclosure-ineffectivenessprivate-funds

• extended_by kaal:claim:2998097-038 The proliferation of unconstrained mutual funds calls into question the effectiveness of retail investor prote...

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• Qualification: Unconstrained Mutual Funds and Retail Investor Protection