kaal:claim:2811729-013

Because unconstrained mutual funds comply with the Company Act, they may be marketed and sold to all classes of retail investors, including those with limited or even no experience investing in securities.

Source quote, verbatim

Compliance with the Company Act means that UMFs may be marketed and sold to all classes of retail investors, including retail investors who have limited, or even no, experience investing in securities.

From

Wulf A. Kaal, Unconstrained Mutual Funds and Retail Investor Protection (2016), III. Contrasting UMF and Private Fund Legal Frameworks, p. 14
https://ssrn.com/abstract=2811729 · source PDF

Cite as

Wulf A. Kaal, Unconstrained Mutual Funds and Retail Investor Protection (2016). SSRN: https://ssrn.com/abstract=2811729

Holds when

funds registered and compliant under the Investment Company Act

Classification

conditionsupport: arguedinstitutional-design

Related claims

extends kaal:claim:2715083-006 The author stipulates that retail alternative funds are funds regulated under the Investment Company Act that ...

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