kaal:claim:2811729-039

The SEC continues to rely on disclosure as the means of mitigating investor risk from unconstrained and other mutual funds irrespective of the complexity of those funds' portfolios and strategies.

Source quote, verbatim

seems to reflect the SEC's continued reliance on disclosure as a means of mitigating the risks to investors from investing in UMFs and other mutual funds irrespective of the complexity of their portfolios and strategies,

From

Wulf A. Kaal, Unconstrained Mutual Funds and Retail Investor Protection (2016), VI. Conclusion, footnote 216, p. 54
https://ssrn.com/abstract=2811729 · source PDF

Cite as

Wulf A. Kaal, Unconstrained Mutual Funds and Retail Investor Protection (2016). SSRN: https://ssrn.com/abstract=2811729

Holds when

SEC disclosure policy for mutual funds as of 2016

Classification

failuresupport: arguedfailure: Complexity-blind disclosure policyfamily: disclosure-ineffectivenessdisclosuresecurities-law

Verify

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