kaal:claim:3411110-032

Self regulatory organizations occupy a distinctive position, holding some regulatory authority while remaining beholden to the SEC, which makes them the right actors to educate the SEC toward a more crypto friendly stance by demonstrating successful use cases.

Source quote, verbatim

SROs are also in a unique position to help educate the SEC to becoming more crypto friendly.

From

Wulf A. Kaal, Samuel Evans, Blockchain-Based Securities Offerings (2019), V.3 SROs, p. 27
https://ssrn.com/abstract=3411110 · source PDF

Cite as

Wulf A. Kaal, Samuel Evans, Blockchain-Based Securities Offerings (2019). SSRN: https://ssrn.com/abstract=3411110

Holds when

SROs such as FINRA, Nasdaq, and NYSE that remain subject to SEC oversight

Classification

designsupport: arguedsecurities-law

Verify

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