entity · derived
Financial regulation
Derived node: assembled mechanically from the claims carrying financial-regulation. A roster, not an adjudicated definition.
Every claim under this term
- 1998455-025 : The political economy of financial regulation ensures that the expansion of regulatory oversight induced by Dodd-Frank will be followed by a phase of relaxation, since historically the introduction of
- 2029983-007 : Harmonization can fail on the merits: the harmonious rule may be the wrong rule for the problem it addresses, or it may become the wrong rule later as circumstances change.
- 2267560-036 : Rules, especially in financial regulation, are mostly enacted when it is politically opportune rather than when appropriate information for rulemaking is available.
- 2273857-001 : Governance adjustments enacted via stable rules in reaction to financial crises are inevitably followed by relaxation, revision, and retraction of those rules.
- 2273857-002 : Because economic conditions and the corresponding requirements for optimal and stable rules are constantly evolving, a rule set that is optimal at enactment ceases to be optimal over time.
- 2273857-006 : The existing literature on financial regulation has not adequately addressed the underlying causes and consequences of cyclical regulation.
- 2273857-008 : Congress, financial regulators, and the financial regulation literature rely almost exclusively on rules presumed to be stable and optimal, which is the common denominator of regulatory responses to c
- 2273857-028 : The regulatory sine curve is the pattern of governance adjustments made in reaction to financial crises together with the inevitable relaxation, revision, and retraction of the rules enacted as part o
- kaal-2013-acomparativeperspectiveo-028 : Following enactment, governance adjustments are often later repealed or diluted, and anticipation of future developments plays no significant role in the top down approach to regulation.
- kaal-2013-acomparativeperspectiveo-029 : The economic conditions and the corresponding requirements for optimal and stable rules are constantly evolving, so rules fixed at one moment lose their fit over time.
- kaal-2013-acomparativeperspectiveo-031 : The shortcomings of stable rules, especially the perpetual need for rule enactment and revision, justify a supplemental dynamic approach to regulating the financial industry that enhances and extends
- kaal-2013-acomparativeperspectiveo-032 : Dynamic Regulation is defined as an adapting governance mechanism that is constantly evolving and adjusting to the given market environment, financial innovation, and regulatory environment.
- 2389423-032 : The results contradict other studies finding an inverse relationship between the size of regulated firms and the per-unit cost of compliance, and suggest that financial regulation does not bring incre
- 2389423-033 : Financial regulation has disparate effects on private fund advisers in comparison with other financial services providers, so evidence of scale economies in compliance drawn from banking does not tran
- 2389423-034 : The results suggest that the private fund industry may be more robust and less affected by financial regulation than other financial services providers.
- 2816408-001 : Title IV of the Dodd-Frank Act of 2010 is the most significant regulatory change in the history of the private fund industry, ending decades in which the industry operated with little regulatory super
- 2834531-045 : The flexible, data based, sandbox style regulatory approach already adopted in the financial industry is expected to expand into other areas of innovation and technology.
- 2957645-001 : Contingent capital securities are a largely overlooked dynamic regulatory mechanism, and their regulatory value lies in their capacity to generate feedback effects, optimized timing, and improved info
- 2957645-003 : Formal rulemaking in the existing regulatory infrastructure is too time consuming, and the speed of product innovation frequently renders regulations pertaining to an innovative product obsolete befor
- 3002908-003 : Regulatory uncertainty in this transitional era actively frustrates blockchain innovation rather than supplying the secure framework in which blockchain applications could flourish.
- 3808859-029 : DeFi's disruptive potential may be blunted by incumbents: existing financial institutions can adopt decentralized technologies inside a controlled environment, capturing benefits such as transparency
- 4957318-017 : Sunsetting performs best in crisis driven financial legislation, where it supplies a built in mechanism for reviewing and potentially repealing laws enacted under emergency conditions and thereby miti