entity · derived

Prospectus

3 claims across 1 works, 2016–2016.

Derived node: assembled mechanically from the claims carrying prospectus. A roster, not an adjudicated definition.

Every claim under this term

• 2811729-029 2016 failure: Reliance on prospectuses and other disclosures by an unconstrained mutual fund that in all material respects complies with the Company Act may be insufficient to protect retail investors.
• 2811729-030 2016 failure: It is questionable whether retail investors typically have the experience or training to fully appreciate the risks disclosed in unconstrained mutual fund prospectuses.
• 2811729-040 2016 failure: The absence of any current requirement to present unconstrained portfolio risks in detail raises the question whether unconstrained mutual fund prospectuses provide the adequate, accurate, and explici

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