entity · derived
Raum
Derived node: assembled mechanically from the claims carrying raum. A roster, not an adjudicated definition.
Every claim under this term
- 2150377-009 : Revised Form ADV requires advisers to report gross rather than net regulatory assets under management and narrows their discretion to include or exclude assets, so the registration threshold becomes h
- 2447306-025 : Regulatory assets under management is an unstable reporting concept: commenters split evenly on whether Form PF's RAUM questions required them to interpret the term in order to answer.
- 2470008-030 : The Form PF definition of Regulatory Assets under Management is the leading example of a definition that forced filers to interpret what they were required to report.
- 2470008-032 : Form PF instructions need clarification and its definitions, including those for RAUM and AUM, need improvement, since there is evidence that questions and definitions had to be optimized.
- 2470008-034 : Because the FSOC uses RAUM related valuations directly and indirectly to set stage one thresholds, and because RAUM requires substantial filer interpretation, it is questionable whether the FSOC can u
- 2732915-013 : The SEC estimates that 230 U.S. hedge fund advisers with at least $1.5 billion in RAUM attributable to hedge funds at the end of any month in the prior fiscal quarter will file Form PF.
- 2816408-027 : A single point in time RD design anchored to March 30, 2012 is inadequate on its own because advisers could and did register before the deadline, funds near the $150 million threshold could choose bet
- 2998097-024 : Several core Form PF questions that feed the FSOC's stage one threshold assessment are defective, most importantly because the definition of RAUM required substantive interpretation by the filers them