entity · derived
Regulatory avoidance
Derived node: assembled mechanically from the claims carrying regulatory-avoidance. A roster, not an adjudicated definition.
Every claim under this term
- 2150377-018 : Managers who avoided registration by restructuring, for example by changing organizational form or assets under management, are practically and administratively very difficult to identify, so the popu
- 2150377-028 : Where the Form PF quarterly reporting threshold does influence behavior, it distorts fund size downward: a majority of the advisers who take the threshold into account plan to stay under $1.5 billion
- 2389416-004 : Strategic behavior by fund advisers around the assets under management registration threshold produces a strong increase in the measured discontinuity at that threshold.
- 2389416-029 : The Dodd-Frank Act registration threshold creates incentives strong enough that some advisers opt out of registration and disclosure by strategically changing their AUM size to stay below $150 million