kaal:claim:2150377-015

Mandated disclosure does not automatically produce usable public data: although Form ADV requires advisers to disclose chief compliance officer contact information, the SEC dataset omitted it and contained no e-mail addresses, so researchers could not reach the officers responsible for compliance.

Although Form ADV requires advisers to disclose the contact information for their chief compliance officer, the dataset provided by the SEC did not list this information and did not include e-mail addresses.

Wulf A. Kaal, Hedge Fund Manager Registration Under the Dodd-Frank Act (2012), B. Sample Size and Sampling Constraints
https://ssrn.com/abstract=2150377 · source PDF

Wulf A. Kaal, Hedge Fund Manager Registration Under the Dodd-Frank Act (2012). SSRN: https://ssrn.com/abstract=2150377

• the IARD dataset and filed Form ADVs as of 2012

failuresupport: evidencedfailure: mandated-disclosure-not-publicly-accessiblefamily: disclosure-ineffectivenessprivate-fundsdisclosureempirical-evidenceresearch-methods

The quote above is an exact substring of the source PDF, whose sha256 is 0b58bb409cac7674d78515f5374096f9a349de3bbd1983c990e0edc85a635a09. Extraction method: pdf-text-layer.
Attestation record: colloquium/attestations/560de9bef1c36812...json
Verify the binding yourself: curl -s https://wulfkaal.github.io/claims/2150377-015.md | sha256sum