kaal:claim:2337268-002

The IAA restricts the assignment of advisory contracts without client consent in order to protect investors against changes in the character or quality of the advisory services they contracted for.

Source quote, verbatim

Moreover, to protect investors against changes in the character or quality of advisory services, the IAA prohibits the assignment of contracts with clients unless the

From

Wulf A. Kaal, Investment Adviser Regulation (2013), Introduction, p. 4
https://ssrn.com/abstract=2337268 · source PDF

Cite as

Wulf A. Kaal, Investment Adviser Regulation (2013). SSRN: https://ssrn.com/abstract=2337268

Holds when

contracts between investment advisers and their clients

Classification

designsupport: assertedinstitutional-design

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