Title IV mandates hedge fund adviser registration in order to increase record keeping and disclosure, requiring advisers above the statutory AUM threshold to register as investment advisers and to disclose information about their trades and portfolios to the SEC.
Source quote, verbatim
Title IV mandates hedge fund adviser registration to increase record-keeping and disclosure (Dodd-Frank § 408). Hedge fund advisers with more than $150 AUM are required to register as investment advisers and have to disclose information about their trades and portfolios to the SEC
From
Wulf A. Kaal, The Impact of Dodd-Frank Act Compliance Cost on the Hedge Fund Industry (2014), Title IV and SEC Implementation, p. 6 https://ssrn.com/abstract=2389423 · source PDF
Cite as
Wulf A. Kaal, The Impact of Dodd-Frank Act Compliance Cost on the Hedge Fund Industry (2014). SSRN: https://ssrn.com/abstract=2389423
Holds when
hedge fund advisers above the Title IV registration threshold
restated_bykaal:claim:2714974-007 Under Title IV of the Dodd-Frank Act, hedge funds with more than $150 million in assets under management must ...
restated_bykaal:claim:2998097-011 Under PFIARA, private investment fund advisers with more than 150 million dollars of assets under management m...
restateskaal:claim:2150377-007 Under the Private Fund Investment Advisers Registration Act, hedge funds with more than $150 million in assets...
restateskaal:claim:2337268-010 Title IV and the SEC forms use assets under management as a proxy for systemic threat, so that disclosure obli...
restateskaal:claim:2348463-026 Hedge fund adviser registration and disclosure requirements under Title IV and the SEC implementation rules we...
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