Under Title IV of the Dodd-Frank Act, hedge funds with more than $150 million in assets under management must register as investment advisers and disclose information about their trades and portfolios to the SEC.
Source quote, verbatim
Under PFIARA, hedge funds with more than $150 million AUM must register as investment advisers and disclose information about their trades and portfolios to the SEC.
From
Kaal and Oesterle, The History of Hedge Fund Regulation in the United States (2016), SEC Rules Requiring the Registration of Hedge Fund Managers, p. 10 https://ssrn.com/abstract=2714974 · source PDF
Cite as
Kaal and Oesterle, The History of Hedge Fund Regulation in the United States (2016). SSRN: https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2714974
Holds when
applies to advisers above the $150 million AUM threshold
restateskaal:claim:2150377-007 Under the Private Fund Investment Advisers Registration Act, hedge funds with more than $150 million in assets...
restated_bykaal:claim:2998097-011 Under PFIARA, private investment fund advisers with more than 150 million dollars of assets under management m...
restateskaal:claim:2389423-012 Title IV mandates hedge fund adviser registration in order to increase record keeping and disclosure, requirin...
restated_bykaal:claim:2732915-009 Title IV requires private fund advisers with more than $150 million in assets under management to register wit...
extended_bykaal:claim:2748096-026 Title IV of the Dodd-Frank Act addresses alleged hedge fund systemic risk through an information strategy rath...
restated_bykaal:claim:2816408-012 Title IV exempts private fund advisers with less than $150 million assets under management from registration, ...
specializeskaal:claim:2337268-010 Title IV and the SEC forms use assets under management as a proxy for systemic threat, so that disclosure obli...
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