kaal:claim:2816408-012

Title IV exempts private fund advisers with less than $150 million assets under management from registration, and requires the SEC to weigh investment strategy, size, and governance in determining the systemic risk of private funds.

Title IV of the Dodd-Frank Act exempts private fund advisers with less than $150 million AUM from registration (Dodd-Frank Act § 408) and requires the SEC to examine factors including the investment strategy, size, and governance of an investment adviser

Wulf A. Kaal, Barbara Luppi, Sandra Paterlini, Did the Dodd-Frank Act Impact Private Fund Performance – Evidence from 2010 – 2015 (2016), 2. PRIVATE FUND ADVISER REGULATION UNDER THE DODD-FRANK ACT, p. 4
https://ssrn.com/abstract=2816408 · source PDF

Wulf A. Kaal, Barbara Luppi, Sandra Paterlini, Did the Dodd-Frank Act Impact Private Fund Performance – Evidence from 2010 – 2015 (2016). SSRN: https://ssrn.com/abstract=2816408

• United States
• Dodd-Frank Act section 408

definitionalsupport: assertedsecurities-law

• extends kaal:claim:2732915-009 Title IV requires private fund advisers with more than $150 million in assets under management to register wit...
• restates kaal:claim:2714974-007 Under Title IV of the Dodd-Frank Act, hedge funds with more than $150 million in assets under management must ...
• restates kaal:claim:2337268-013 Advisers with more than $150 million in regulatory assets under management are defined as large private fund a...

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