kaal:claim:2998097-011

Under PFIARA, private investment fund advisers with more than 150 million dollars of assets under management must register as investment advisers and disclose information about their trades and portfolios to the SEC.

Source quote, verbatim
PFIARA mandates private investment fund adviser registration to increase record keeping and disclosure. Under PFIARA, private investment fund advisers with more than $150 million AUM must register as investment advisers and disclose information about their trades and portfolios to the SEC.58
From

Wulf A. Kaal, Private Investment Fund Regulation - Theory and Empirical Evidence from 1998 to 2016 (2017), IV. Dodd-Frank-Act, p. 15
https://ssrn.com/abstract=2998097 · source PDF

Cite as

Wulf A. Kaal, Private Investment Fund Regulation - Theory and Empirical Evidence from 1998 to 2016 (2017). SSRN: https://ssrn.com/abstract=2998097

Holds when
Classification

definitionalsupport: assertedsecurities-lawprivate-fundsdisclosure

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