entity · derived
Conflicts of interest
Derived node: assembled mechanically from the claims carrying conflicts-of-interest. A roster, not an adjudicated definition.
Every claim under this term
- 1998455-020 : A mandatory contingent capital issuance regime induces institutions to buy their competitors' securities to satisfy regulatory obligations rather than for economic reasons, and the resulting cross hol
- 1998455-021 : Where institutions hold each other's contingent capital and share similar risk profiles, they will be hesitant after conversion to vote for necessary organizational changes at a competitor or otherwis
- 1998455-022 : Absent cross holdings, the opposite conflict arises: institutions holding a competitor's converted contingent capital could be tempted to exercise their voting rights against the interests of that com
- 2337268-020 : Mandatory disclosure of referral compensation, related person status of brokers and dealers, and soft dollar benefits is designed to defuse conflicts of interest arising when an adviser runs several t
- 2714974-015 : Co-investment arrangements become problematic when a fund grants a co-investment opportunity in exchange for a future or increased fund commitment and the practice is not adequately disclosed, especia
- 2715083-019 : The traditional mutual fund governance model, in which one board serves multiple discrete funds within a sponsor's group, is subject to significant oversight challenges.
- 2715083-023 : The inherent conflict of interest facing an adviser who simultaneously runs a mutual fund and a hedge fund is an important limiting factor on the continued rise of side-by-side management.
- 2992962-039 : Because no conceivable way exists to permanently hide an arbiter's reputation from the arbiter in an open system, the corruption risk created by high reputation arbiters becoming valued counselors for
- 3949098-034 : Conflicts of interest from DAOIC members participating on the public side of a deal are minimized because the loosely coupled reputation staking vote and its transition to a tightly coupled vote are t
- 5583610-029 : Traditional golden leash arrangements pay activist-nominated directors and generate conflicts of interest, whereas LER offers non-transferable utility-only rewards that induce activists to withdraw no